com.thenextgennexus/regulatory-filings-mcp

Official17 tools

SEC & institutional filings — Form 4, 8-K, 13F, Schedule 13D, Form D, IPO & earnings calendars.

Query SEC filings, institutional reports, and IPO/earnings calendars.

Captured live from the server via tools/list.

get_form_4_insider_trades

Retrieve SEC Form 4 insider trades (officers/directors buying or selling their own stock). Replaces a WhaleWisdom Insider feed subscription. Returns transaction date, insider name & role, shares, price, value. Args: ticker: Optional ticker filter (e.g. "NVDA") days_back: Lookback window in days (default 30) min_value_usd: Optional minimum transaction value filter (post-filtered)

Parameters (3)

tickerstring
days_backinteger
min_value_usdnumber

get_form_d_private_funding

Retrieve SEC Form D private offerings — private rounds, hedge fund launches, exempt securities filings. VC and private equity intel for tracking who's raising and how much. Args: state: Optional state filter (e.g. "CA", "NY") — passed as a query keyword days_back: Lookback window in days (default 30) min_amount: Optional minimum offering amount filter (post-filtered)

Parameters (3)

statestring
days_backinteger
min_amountnumber

get_form_8k_material_events

Retrieve SEC Form 8-K material event filings — M&A, executive changes, bankruptcy, earnings, going concerns. Replaces an 8-K Push subscription. Real-time material event monitoring for any public company. Args: ticker: Optional ticker filter event_type: Optional 8-K item filter (e.g. "1.01", "2.01", "5.02") days_back: Lookback window in days (default 14)

Parameters (3)

tickerstring
event_typestring
days_backinteger

get_form_13f_holdings

Retrieve SEC Form 13F-HR holdings — institutional investor positions ($100M+ AUM funds). Pull Berkshire Hathaway, Renaissance, Citadel, Two Sigma quarterly position disclosures. Args: filer_cik: Filer CIK number (e.g. "0001067983" for Berkshire) or fund name (passed as query) quarter: Quarter in YYYY-QN format (e.g. "2025-Q4")

Parameters (2)

filer_cikstring
quarterstring

get_schedule_13d_activist

Retrieve SEC Schedule 13D / 13G activist & beneficial-ownership filings (>5% stake). Track Carl Icahn, Elliott Management, Pershing Square, Trian moves — the activist signal. Args: target_ticker: Optional ticker of target company filer: Optional activist filer name (post-filtered) days_back: Lookback window in days (default 90)

Parameters (3)

target_tickerstring
filerstring
days_backinteger

detect_insider_cluster

Detect insider buying clusters — multiple officers/directors buying the same stock inside a window. The smart-money signal hedge funds pay $200+/mo for. Returns one row per stock with cluster strength. Args: ticker: Optional ticker to filter days_window: Cluster detection window in days (default 30 — 30/60/90 supported) min_insiders: Minimum distinct insiders to qualify as a cluster (default 3)

Parameters (3)

tickerstring
days_windowinteger
min_insidersinteger

get_13f_delta

Compute the position delta between a 13F filer's two most recent filings. Returns new positions, increased stakes, reduced stakes, and full exits per CUSIP — the actionable signal WhaleWisdom Premium charges $999/yr for. Args: filer_cik: Filer CIK (e.g. "0001067983" for Berkshire) or fund name days_back: Lookback window for filings comparison (default 90 — informational)

Parameters (2)

filer_cikstringrequired
days_backinteger

get_swf_holdings

Retrieve sovereign wealth fund (SWF) US equity holdings — Norway GPFG, GIC Singapore, ADIA, PIF. Tracks position changes for the world's largest state-backed investors. Args: fund: Optional SWF name filter (e.g. "Norway", "GIC", "ADIA") quarter: Informational; the actor returns the most recently reported quarter per fund.

Parameters (2)

fundstring
quarterstring

get_ipo_calendar

Retrieve upcoming IPO calendar — pricing date, shares offered, price range, lead underwriters. Args: days_forward: Calendar horizon in days (default 30) — passed via the upstream date_range enum

Parameters (1)

days_forwardinteger

get_earnings_calendar

Retrieve upcoming earnings calendar — report dates, EPS estimates, revenue estimates. Args: days_forward: Calendar horizon in days (default 14) ticker: Optional ticker filter (post-filtered)

Parameters (2)

days_forwardinteger
tickerstring

get_earnings_estimates

Retrieve analyst earnings estimate revisions — EPS upgrades/downgrades over the lookback window. Args: ticker: Required ticker symbol days_back: Lookback window — maps to 30d / 60d / 90d

Parameters (2)

tickerstringrequired
days_backinteger

get_analyst_targets

Retrieve Wall Street analyst price targets for a ticker — high, low, mean, latest changes by firm. Args: ticker: Required ticker symbol

Parameters (1)

tickerstringrequired

get_pre_ipo_secondary

Retrieve pre-IPO secondary market valuations — Forge, EquityZen, Hiive prices for SpaceX, Stripe, OpenAI tier names. Args: company: Optional company name filter (e.g. "SpaceX", "Stripe")

Parameters (1)

companystring

get_options_unusual_activity

Retrieve unusual options activity — volume vs open-interest spikes, large block trades, suspected smart-money positioning. Args: ticker: Optional ticker filter min_volume_ratio: Minimum volume / open-interest ratio (default 2.0)

Parameters (2)

tickerstring
min_volume_rationumber

get_short_interest

Retrieve short interest data — short ratio, days-to-cover, % of float short, changes vs prior period. Args: ticker: Optional ticker filter days_back: Informational; actor returns latest reported short interest snapshot

Parameters (2)

tickerstring
days_backinteger

get_stock_splits_corporate_actions

Retrieve upcoming stock splits, spinoffs, mergers, special dividends, and other corporate actions. Args: days_forward: Calendar horizon in days (default 60)

Parameters (1)

days_forwardinteger

get_dividend_aristocrats

Retrieve S&P 500 Dividend Aristocrats — companies with 25+ consecutive years of dividend increases. Args: min_years: Minimum consecutive years of dividend increases (default 25)

Parameters (1)

min_yearsinteger

Install

claude_desktop_config.json

{
  "mcpServers": {
    "regulatory-filings-mcp": {
      "command": "npx",
      "args": [
        "-y",
        "mcp-remote",
        "https://nexgendata-mcp-proxy.steve-corbeil.workers.dev/regulatory-filings-mcp/mcp"
      ]
    }
  }
}

Desktop config is stdio-only; this bridges via mcp-remote. Native remote: Settings > Connectors.